This training is intended for U.S. Criminal Justice
Practitioners. Please register using your agency-issued email. Course description
This course provides investigators and
prosecutors with the knowledge and tools they need to respond to the growing
problem of investment fraud. Topics include what constitutes a security, using
the Howey Test to determine if a particular offering is a security, identifying
investment fraud schemes, and investigative strategies for working with victims
and perpetrators. The course also covers fraud prevention strategies, and
students are provided with additional resources for both prevention and
investigation. This course is presented in partnership with the FINRA Investor Education
Foundation. Key concepts covered in this course include:
• Securities basics
• Securities fraud
• Investigative
techniques
• Prevention and resources Students who
complete this course and pass the post test are eligible for 1.0 point toward
the CECFE
and 3CI certifications.
Cancellation
All classes are subject to
cancellation up to 45 days before the start of class if the minimum class
registration threshold is not met. |