FC130 Targeting Investment Fraud  (1 Day)


Live Online Training
Wed 04/21/2021
9 AM - 5 PM Eastern
Class

This training is intended for U.S. Criminal Justice Practitioners. Please register using your agency-issued email.

Course description
This course provides investigators and prosecutors with the knowledge and tools they need to respond to the growing problem of investment fraud. Topics include what constitutes a security, using the Howey Test to determine if a particular offering is a security, identifying investment fraud schemes, and investigative strategies for working with victims and perpetrators. The course also covers fraud prevention strategies, and students are provided with additional resources for both prevention and investigation.

This course is presented in partnership with the FINRA Investor Education Foundation.

Key concepts covered in this course include:
     • Securities basics
     • Securities fraud
     • Investigative techniques
     • Prevention and resources

Students who complete this course and pass the post test are eligible for 1.0 point toward the CECFE and 3CI certifications.


Cancellation
All classes are subject to cancellation up to 45 days before the start of class if the minimum class registration threshold is not met.


 


 

Class Fee: $0
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